An engaging and interactive workshop to apprise the RIA, of the compliances in-store and annual compliance audit requirements. Also, compliance guidance reference material will be provided to the attendees.

Workshop Highlights:

1. Gain in-depth insights into the latest compliances in-store for RIAs.
2. Understand the essential components of annual compliance audits
3. Receive comprehensive compliance guidance reference materials
4. Re-validate your compliance knowledge and ensure you're on the right side of regulatory provisions
5. Enhance your reputation and reliability among clients and stakeholders

Please note - Ticket price includes lunch and refreshments. 

For our Non-Bangalore members, we have another series in the pipeline and will be announcing the details soon. Stay tuned for further updates!

There is no online option to attend this workshop.

Disclaimer - ARIA reserves the right to make changes to the program. The payment made is strictly non -refundable.