An engaging and interactive workshop to apprise the RIA, of the compliances in-store and annual compliance audit requirements. Also, compliance guidance reference material will be provided to the attendees.

Workshop Highlights:

1. Gain in-depth insights into the latest compliances in-store for RIAs.
2. Understand the essential components of annual compliance audits
3. Receive comprehensive compliance guidance reference materials
4. Re-validate your compliance knowledge and ensure you're on the right side of regulatory provisions
5. Enhance your reputation and reliability among clients and stakeholders

For individuals located outside of Mumbai or facing travel constraints, the virtual ticket option is readily accessible.

Disclaimer - ARIA reserves the right to make changes to the program. The payment made is strictly non -refundable.