Compliance Connect – Series 3: The Prevention of Money Laundering Act (PMLA) Online

This session will delve into PMLA compliance, focusing on the spirit and adherence to RIA-related mandates and requirements. Key topics will include the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT), as well as the obligations of securities market intermediaries under the Prevention of Money Laundering Act, 2002, and the accompanying rules.

Post-Session Materials

Attendees will receive the following materials after the session:

1. Certificate of Participation
2. Detailed Presentation on PMLA compliance requirements for RIAs
3. Sample Policies and Procedures
4. Training Material for Employees
5. Literature for Investor Education

Important Information

• Joining Details: The joining details will be emailed to you a day before the event.
• Disclaimer: ARIA reserves the right to make changes to the program. Please note that all payments are strictly non-refundable